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Welcome to New Zealand's Financial Markets Authority - Te Mana Tātai Hokohoko.

The FMA is New Zealand's financial markets conduct regulator. We're responsible for promoting and facilitating fair, efficient, and transparent financial markets in New Zealand.

We were established in 2011 as an Independent Crown entity. We are dedicated to promoting and facilitating fair, efficient, and transparent financial markets, characterised by fair access, suitable products, quality advice, transparent actions and integrity. Our goal is to ensure New Zealand businesses, consumers and investors believe the financial services sector works well for them.

Our approach to regulation is based on working closely with the financial services industry. We seek to influence how firms manage risks to consumer and market outcomes. We support innovation, believing that New Zealanders should have access to cutting-edge financial services and products that enhance their lives.

Learn more about what we do

Latest news

Westpac to pay $3.25 million penalty for misleading customers
Westpac is to pay a penalty of $3.25 million for misleading customers entitled to advertised discounts as well as overcharging some of its business cu ...
Experienced retail investor found liable for market manipulation
Kok Ding Cheng, an experienced retail investor, has been ordered to pay the Crown a pecuniary penalty of $198,000.
FMA confirms fintech sandbox participants
The FMA has announced the six fintech firms who will be testing their innovative products, services or business models in the FMA’s pilot regulatory ...
Former Heartland Bank accountant sentenced on insider trading charges
Kevin Young, a former treasury accountant with Heartland Bank Limited, has today been sentenced to six months home detention and ordered to pay a fine ...
FMA files criminal charge against former financial adviser
The Financial Markets Authority has filed a criminal charge against Auckland-based former financial adviser Prem Gounder for dishonestly using a docum ...
Fair conduct programme insights report
Insights from the FMA’s review of fair conduct programmes received from financial institutions ahead of the commencement of the CoFI regime

Upcoming events and announcements

08 May 2025 Thu 11:05am

Anti-Money Laundering (AML) Summit 2025

After 12 months of significant guidance releases and legislative updates, hear from the DIA and FMA on the focus for the year and beyond.

22 May 2025

Chartered Accountants ANZ: Audit and Accounting Conferences

28 May 2025

Australasian Investor Relations Associations (AIRA) 2025 Annual Conference & Awards

28 May 2025

AI Forum NZ